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GENERAL JOB DESCRIPTION
This position will reside within the Compliance department and collaborate with the Chief Compliance Officer (CCO) and the rest of the Compliance Team to support the Compliance Program. The Marketing Review Specialist will lead the compliance efforts related to advertising review in compliance with Rule 206(4)-1 under the Investment Advisers Act of 1940. Additional responsibilities can vary based on needed support for the comprehensive Compliance Program of the firm; however, ad review will be the primary responsibility.
MAJOR DUTIES AND RESPONSIBILITIES
EXPERIENCE/CREDENTIALS
COMPETENCIES
FEATURED BENEFITS
Full Time
$52k-67k (estimate)
05/03/2023
06/15/2023