What are the responsibilities and job description for the Compliance Associate position at Massar Capital Management, LP?
DESCRIPTION
Massar Capital Management ("Massar") is an alternative investment management company founded in 2015, managing over $1.6bn in AUM as of May 2024. Massar employs a discretionary global macro trading strategy that seeks to capture investment opportunities across liquid commodity, foreign exchange, fixed income, and equity markets. Massar currently has offices in the United States and Europe.
ROLE OVERVIEW
Compliance Associate | Stamford, CT
We are a technology-led hedge fund seeking a highly motivated Compliance Associate to play a pivotal role in our growth trajectory. This is a unique opportunity to join a high-performing, collaborative, and innovative organization. The Compliance Associate will work directly alongside the General Counsel to develop, implement, and enforce rigorous compliance policies and procedures.
PRIMARY RESPONSIBILITIES
Massar Capital Management ("Massar") is an alternative investment management company founded in 2015, managing over $1.6bn in AUM as of May 2024. Massar employs a discretionary global macro trading strategy that seeks to capture investment opportunities across liquid commodity, foreign exchange, fixed income, and equity markets. Massar currently has offices in the United States and Europe.
ROLE OVERVIEW
Compliance Associate | Stamford, CT
We are a technology-led hedge fund seeking a highly motivated Compliance Associate to play a pivotal role in our growth trajectory. This is a unique opportunity to join a high-performing, collaborative, and innovative organization. The Compliance Associate will work directly alongside the General Counsel to develop, implement, and enforce rigorous compliance policies and procedures.
PRIMARY RESPONSIBILITIES
- Lead and manage all compliance-related task deadlines, ensuring timely completion.
- Oversee the process for employee personal trade reviews, certifications, and gift/entertainment requests.
- Assist in monitoring firm-wide trade compliance, ensuring adherence to regulations.
- Collaborate with investor relations to accurately track and manage subscriptions and redemptions.
- Evaluate and review marketing materials and review and process investor engagement requests, ensuring compliance with regulatory requirements.
- Conduct thorough research on new and emerging compliance rules and assist in updating and implementing relevant policies.
- Collaborate with legal and other departments to manage and complete regulatory filings.
- Liaise with compliance consultants and other external service providers.
- Assist with the NFA Self-Examination and SEC Annual Review processes.
- Bachelor's degree.
- 3 – 5 years of compliance experience at an SEC-registered investment adviser.
- General knowledge of the CFTC and SEC regulatory framework.
- Exceptional attention to detail, ensuring accuracy and thoroughness in all tasks.
- Comprehensive benefits package including medical, dental, vision, 401(k), and life insurance.
- Competitive Base Salary ranging from $100,000 – $130,000, commensurate with level of experience, plus a discretionary bonus.
Salary : $100,000
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