What are the responsibilities and job description for the Compliance Associate position at Rutherford?
Rutherford is exclusively partnered with a leading multi-strategy hedge fund that are looking for an Attorney in their New York team. The individual will have a hybrid role across Legal & Compliance, reporting into the Global General Counsel & Chief Compliance Officer.
Responsibilities
- Provide expert regulatory advice to the investment teams and traders in the New York office
- Assist the US Compliance team on managing regulatory audits, day-to-day compliance and upcoming regulatory developments
- Provide support to the legal team on deal execution and trading related matters.
- Develop and enhance the US compliance program.
- Deliver compliance training to the wider business.
Requirements
- 3 - 5 years of compliance/regulatory experience, ideally within a fixed income/credit investment firm.
- Strong understanding of fixed income products, including CLOs
- Detailed SEC knowledge, UK & APAC regulation experience is advantageous.
Salary : $200,000 - $250,000
