Compliance Associate

About Stableton

Stableton is Europe's go-to partner for pre-IPO investing. We empower institutional investors, private banks, and wealth managers to access private market opportunities through our unique, passive index fund-like portfolio of the world's most valuable top 20 unicorn companies and institutional co-investment program. With our remote-first culture, a highly motivated global team, and a track record of innovation, we're shaping the future of private market investments.

The Role

As Compliance Associate, you will play an active role in the operations of innovative investment products as well as in shaping the state-of-the-art alternative investment platforms and bespoke client offerings. Being guided by our broader growth strategy, you will assist to develop, support, and control the compliance processes within the organization.

We are seeking a skilled and detail-oriented Compliance Associate with a strong background in AML, financial regulations, and internal control systems. You will be dealing with compliance professionals and external service providers, such as banks, paying agents, and fund administrators. We are looking for a motivated, organized, and well-spoken team player to support our team. You will help to keep our company resilient.

To succeed in that role, you should have a structured and independent working approach, strong project management skills, a solution-oriented approach, and an eye for detail.

Key Responsibilities

• Ensure compliance with EU and Swiss Anti-Money Laundering (AML) regulations, and other relevant financial regulatory requirements.
• Support the classification of retail investors to professional investors under MiFID II, including thorough review and documentation of eligibility criteria.
• Assist in maintaining and enhancing internal control systems (ICS) to ensure robust compliance with applicable regulations.
• Monitor and review internal policies, procedures, and practices to ensure alignment with current regulatory standards
• Collaborate with cross-functional teams to provide compliance-related guidance and training
• Prepare compliance reports and ensure accurate record-keeping for audits and regulatory reviews
  
  
  

Requirements

• Bachelor's degree in law, finance, business administration, or a related field.
• At least 3-5 years of work experience in EU and Swiss AML regulations, financial compliance, and MiFID II requirements
• Structured, independent, thorough, analytical way of working and have an eye for detail
• Excellent collaboration and communication skills
• Full professional proficiency in English is required (English is the team language)
• Fluent in German and French is a plus
  
  
  

Benefits

Compensation & Benefits

• Flexible part-time (50%) work schedule
• Remote-first policy offering flexibility in both location and working hours
• Competitive compensation aligned with your impact on the business. As we grow, so do your career prospects and financial upside
• Opportunity to shape the future of private market investing with a company poised for strong international growth
  
  
  

Join Us

If you're ready to take on a high-impact role, expand your career, and redefine private market investing for institutional clients worldwide, we'd love to hear from you. Apply today and help us build one of the world's most innovative and largest private market investment firms.