What are the responsibilities and job description for the Director, Compliance - Head of Policy Writing position at $100B+ Alternative Asset Manager?
Top tier Alternative Asset Manager with Private Equity, Credit and Real Assets is searching for a Compliance Director to lead its Policy Writing function within the greater Compliance Department, which sits in Jersey City. Excellent opportunity to grow out this function, working with multiple functions and teams within the firm.
Responsibilities include :
- Build, manage, evaluate, and refine policies and procedures designed to achieve compliance with federal securities laws and regulations
- Research current laws, rules, and other regulatory developments to assess firm policies for existing and emerging risks. Evaluate the materiality of the risks identified, and draft or update compliance policies and procedures to ensure alignment and coverage
- Manage relationships with internal clients to ensure the understanding of their responsibilities for successfully implementing the firm’s compliance policies and procedures
- Develop and maintain strong, collaborative relationships with mid to senior-level management, other internal clients, and peers
- Coordinate policy updates across the firm's websites and data rooms
- Maintain compliance policy tracker
- General compliance tasks as needed, including working with compliance team members that specialize in other functional areas
Qualifications include :