Audit Manager - Finance and Investment

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Position Summary:

Position will have responsibility for the planning, execution, reporting, and administration of audits within Resolution Life Finance and Investments function. This will include, but isn’t limited to, directing the evaluation of controls, reviewing compliance with policies, procedures, and financial and investment regulations, reporting of results of audits to the appropriate management, and providing valuable insight to improve processes and controls.

Position Description:

Technical

• Lead assigned team in:

  • Planning, designing, and executing both integrated and standalone audits including Internal Controls over Financial Reporting (ICFR)

  • Ensuring audits are conducted using the appropriate methodology and that audit scopes are comprehensive

  • Ensuring audits are completed to a high level of quality, integrity, and within agreed timelines

  • Assessing risks on an ongoing basis

  • Evaluate the effectiveness of financial and investment controls and processes

• Manage the fieldwork of several audits simultaneously, ensuring that accurate and complete testing of the appropriate key controls to mitigate risks are performed

• Evaluate corrective measures taken to address identified issues, follow up on progress being made to address open issues, and prepare audit reports for management

• Monitor key business initiatives and provide insight pertaining to control issues and risk activities

• Build awareness of external leading practices and benchmarks to embed within the Internal Audit function

Client

• Develop strong working relationships with clients within the business areas to ensure a high degree of client engagement

• Coordinate audit activities with regulators and external auditors

• Proactively partner with business areas to provide audit consultation

• Coordinate and direct reporting of audit results to Management and support the Audit Committee reporting

Management

• Support Audit Functional Lead in achieving the vision and strategic objectives

• Support Audit Functional Lead in scope and administration of a comprehensive Audit Plan

• Manage, lead, coach, and advise team members

  • Create and lead change within the Internal Audit team

  • Lead with passion and clarity by setting an example to team members, establishing concrete action plans, and excelling at execution

  • Manage an effective working team and enable employee empowerment and career paths

  • Identify and manage skills gaps through training and deployment

  • Supervise and direct special project or investigations

  • Oversee and monitor the execution of audit procedures, ensuring that they are executed in an efficient and effective manner

Skills / Knowledge / Abilities:

• 10 years of experience in audit, risk management, and/or financial services / insurance industry is preferred

• Bachelor’s degree with a major/minor or emphasis in Accounting, Finance or Business and advanced degree or professional certification (CPA, CIA, etc.) are required

• Proven track record in leading and managing an audit team with emphasis on leading practices in risk assessment, problem solving, and impactful reporting of audits

• Ability to influence key clients with suggested audit solutions

• Builds effective and collaborative peer-level relationships

• Demonstrates strong analytical and problem-solving skills

• Proactively identifies and resolves issues as they arise

• Strong written and verbal communication skills

• Strong focus on continuous process improvement

• Sound knowledge and understanding of Accounting/Financial Risk, Insurance Risk, Market & Credit Risk, IT Risk and Compliance Risk

• Strong knowledge of US GAAP/STAT, internal controls, business processes, and IIA standards

• Proficiency in use of audit software (ServiceNow) is a plus

• Experience with data analytics and audit automation tool is a plus

Location: West Chester, PA and New York, NY preferred (Hybrid - 2-3 days per week in the office), or open to Atlanta, GA (WFH).

Resolution Life US is committed to disclosing a reasonable estimate of the base salary for our job roles. These estimates consider a wide range of factors in making base salary decisions, including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs.

In addition to salary, Resolution Life US offers a comprehensive benefits package, including our health & wellness program, incentive and recognition programs, and 401k contribution (all benefits are subject to eligibility requirements). The salary range reflects figures based on the primary location, which is listed first. The range for the role may differ based on the location.

• West Chester, PA - $126,000 - $154,000

• New York, NY: $135,000 - $165,000

• Atlanta, GA: $117,000 - $143,000

Critical Skills
At Resolution Life, we have identified the following critical skills which are key to success in our culture: 

• Customer Focused: Passionate drive to delight our customers and offer unique solutions that deliver on their expectations.
• Critical Thinking: Thoughtful process of analyzing data and problem solving data to reach a well-reasoned solution.
• Team Mentality: Partnering effectively to drive our culture and execute on our common goals. 
• Business Acumen: Appreciation and understanding of the financial services industry in order to make sound business decisions. 
• Learning Agility: Openness to new ways of thinking and acquiring new skills to retain a competitive advantage.

Salary : $117,000 - $143,000