Demo

Middle Office Business Analyst

Accroid Inc
Stamford, CT Contractor
POSTED ON 1/8/2025
AVAILABLE BEFORE 5/3/2025
Stamford, Connecticut, (Hybrid) – onsite 2 days a week

Video Interview

Start Date: ASAP

Duration: 1 Year : Client will execute Quarterly SOW’s

Start Date: ASAP

Role

  • Operational lead owning and remediating front end & time sensitive issues ensuring trade lifecycle flow.
  • Collect, review, and challenge Broadridge Standard Operating Procedures and daily output, working with Broadridge and internal stakeholders to highlight concerns and remediate incidents.
  • Ensure Broadridge preparedness on any Industry, Change, and Regulatory initiatives.
  • Identify and own opportunities to re-engineer processes & controls from a simplification, cost saving, regulatory, and customer perspective.
  • Attendance at regular governance meetings with service providers – ensure issues are raised and actioned, meetings are well documented, required procedural changes are discussed and agreed, audit results are reviewed and addressed.
  • Maintaining an effective control environment through review and distribution of policy updates, SOX/RACA identification and creation of controls, adequacy reviews and testing, MI Review and Reporting, and maintenance of governance documentation
  • Effectively manage key relationships and work closely with regional and global teams across the organization including front office, operations, compliance, finance, and technology.
  • Perform and deliver project work in collaboration with other teams, regionally and globally, to align with the bank’s strategy.
  • Regular reporting to management on status of outsourced and offshored activities, with particular attention to any risks, issues, and remediation actions.

Requirements

  • Must have a strong front to back understanding of Fixed Income products, Repo / Triparty Processing, and Central Clearing.
  • Extremely detail oriented, hard-worker, positive attitude and enthusiasm for solving complex problems.
  • Strong knowledge of Fixed Income settlements, collateral management, and funding.
  • Direct understanding of US regulatory requirements specific to Broker Dealer Operations.

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