What are the responsibilities and job description for the Finance Associate position at amber.love@nm.com?
FINANCIAL PLANNING ASSOCIATE
SFG WEALTH MANAGEMENT
Job Description
The Financial Planning Associate (FPA) will work with our advisors to deliver financial plans to our clients through a comprehensive planning process that integrates risk and investment products. The FPA helps increase productivity by improving meeting preparation and ensuring a great client experience. This position is for an individual who will be motivated by helping clients achieve their financial planning goals. The ideal candidate is constantly learning and applying knowledge to optimize processes and ensure a smooth, efficient experience.
Company Background
SFG Wealth Management at Northwestern Mutual, is a comprehensive financial planning and wealth management firm based in Rochester, NY. Through our unparalleled level of client service, we work with emerging and established affluent families, individuals, and business owners to understand their goals, provide professional perspective, and implement personalized financial plans. We strive to inspire people to live the way they want to live.
Key Responsibilities
- Be a great teammate
- Client meeting preparation
o Compile client notes history
o Run Consolidated Client View Reports
o Investigate client record for any relevant documentation
o Create meeting agenda templates
o Run Morningstar reports
o Prepare investment advisory proposals
o Run new and in-force insurance illustrations
o Ensure proper information sharing is on file
o Ensure proper disclosures are prepared for meetings
o Create meeting presentation visuals
o Print or prepare for emailing client documents
- Working with Northwestern Mutual’s home office to coordinate research, reports and plans
- Maintaining a compliant practice ensuring client documents are electronically filed
- Client meeting follow-up tasks that require financial planning research
Additional
- Maintain a team focused attitude and be prepared to help wherever necessary
- Complete ad-hoc projects as needed
- One year experience in the securities/financial planning industry preferred
- Bachelor’s degree preferred
- Obtain Life Accident & Health, SIE, Series 7 and Series 63 within 2 years of employment
FINANCIAL PLANNING ASSOCIATE
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Personal Attributes
- Intuitive
- Rigorous attention to detail
- Strong interpersonal communication
- Ability to work both independently and on a team
- Capable of working in a fast-paced environment
- Excellent time management and prioritization skills
- Service oriented
Benefits
- 401(k) Matching
- Health, Vision & Dental Insurance
- Long Term Disability Insurance
- Paid Time Off
- Team Outings
- Professional Development Opportunitiesonal growth.
Job Type: Full-time
Pay: $50,000.00 - $75,000.00 per year
Benefits:
- 401(k)
- Dental insurance
- Health insurance
- Life insurance
- Paid time off
Schedule:
- 8 hour shift
- Monday to Friday
Ability to Commute:
- Pittsford, NY 14534 (Required)
Ability to Relocate:
- Pittsford, NY 14534: Relocate before starting work (Required)
Work Location: In person
Salary : $50,000 - $75,000
