What are the responsibilities and job description for the Compliance Analyst position at Apollo Management Holdings, L.P.?
Position Overview
Position Overview:
The Compliance Analyst/Associate will work closely with junior and senior members of Apollo’s Compliance team to ensure regulatory compliance across Apollo’s global investment platform. The Analyst/Associate will support and gain exposure to all aspects of Apollo’s compliance program, including maintenance and implementation of policies and procedures, training, anti-money laundering, employee and firm trading, regulatory filings, and privacy. Apollo is looking for an individual with excellent communications skills who thrives in a fast-paced, dynamic, and collaborative environment.
Primary Responsibilities:
Conduct due diligence on potential investors and counterparties
Document issues and assist with the implementation solutions in a timely manner after discovery and resolution
Participate in internal and external audits and reviews of the firm’s compliance program
Work collaboratively with internal and external counsel, investment teams, and other internal functions to address appropriate compliance practices
Assist with general compliance matters and other projects as needed
Qualifications & Experience
Bachelor’s degree from a top undergraduate institution with an excellent record of academic achievement
1-4 years of experience working in a related field
Knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 preferred
Demonstrated interest in financial markets and securities market regulation
Ability to think critically and solve challenges with innovative solutions
High ethical standards
Ability to collaborate with colleagues while exercising independent judgment
Strong written and verbal communication skills
Excellent ability to multi-task and strong attention to detail
Entrepreneurial, self-guided work ethic with results-driven orientation
Excels in a fast-paced, rigorous work environment; effectively prioritizes and meets deadlines
Apollo Management Holdings, L.P. is an equal opportunity/affirmative action employer. The firm and its affiliates do not discriminate in employment because of race, color, religion, gender, national origin, veteran status, disability, age, citizenship, marital or domestic / civil partnership status, sexual orientation, gender identity or expression, or because of any other criteria prohibited under controlling federal, state, or local law. Qualified applicants with criminal histories will be considered in a manner consistent with applicable law
Pay Range
72,000 - 95,000The base salary range for this position is listed above. This position is also eligible for a discretionary annual bonus based on personal, team, and Firm performance. Compensation ranges are based on several factors including job function, level, and geographic location. Final offer amounts are determined by multiple factors including candidate experience and expertise, and may vary from the amounts listed here.
