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Internal Auditor - Capital Markets

Apollo Solutions
New York, NY Full Time
POSTED ON 3/15/2025
AVAILABLE BEFORE 4/13/2025

Internal Auditor - Capital Markets

Banking

New York, United States


Apollo Solutions is seeking technical Investment Banking Auditors to join a Corporate & Investment Bank. These roles are responsible for leading audits across specific areas within the Front Office.


Responsibilities:

  • Lead audits on areas within the Front Office such as Equity Capital Markets, Debit Capital Markets, Sales & Trading (Equities, Fixed Income, Commodities, Currencies and E-Trading).
  • Develops and implements audit strategies to ensure the application of risk-based auditing, including defining audit scope, creating audit programs, and drafting high-quality audit reports using automation and innovative techniques in a timely manner.
  • Supports the validation of audit and regulatory issues and assists in the preparation for regulatory exams, including developing presentation materials and providing prompt responses to inquiries.
  • Leverages data and analytical tools during audit planning, fieldwork, and reporting phases.


Requirements:

  • At least 2 years of Fixed Income/ Capital Markets experience, preferably in front office risk management.
  • Prior experience within product control/ trading/ risk.
  • Relevant degree/ qualifications.
  • US citizen.


Apply Now or send your CV to sam.vale@apollo-solutions.com for a confidential discussion.

Salary : $130,000 - $160,000

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