Demo

Document Review Specialist

ApTask
New York, NY Full Time
POSTED ON 1/27/2025
AVAILABLE BEFORE 4/27/2025

About Client :

Client is a global financial services firm that provides a wide range of investment banking, securities, wealth management, and investment management services. It is a prominent global financial services firm with a rich history and a strong presence in the financial industry.

The Client is committed to corporate responsibility and sustainability. It aims to make a positive impact on society through various initiatives, such as promoting environmental sustainability, supporting diversity and inclusion, and engaging in philanthropic activities.

Rate Range : $35-$37.04 / Hr

Job Description :

  • The Global Regulatory Relations Group (GRRG) provides strategic and centralized management of the supervisory activities of the Firm's regulators and related developments globally, focusing on regulatory reviews and examinations and continuous monitoring activities. GRRG serves as the central point of contact with the Firm's key supervisory regulators globally to facilitate productive and proactive relationships.
  • GRRG apprises senior management of the Firm's regulatory relationships, including providing thought leadership. The team develops and implements the processes by which GRRG and the Enterprise Regulatory Oversight Committee (EROC) oversees (i) significant regulatory reviews and findings and the Firm's responses thereto, and (ii) tracking of the progress of remediation of significant regulatory findings.
  • Additionally, within the team, GRRG Program Management is responsible for oversight, tracking, and reporting to EROC, regarding remediation of regulatory findings. Specific duties include :

Responsibilities :

  • Prepare and review exam materials for production including but not limited to reformatting documents;drafting response letters;
  • Update and maintain exam tracking logs and exam folders;search tracking logs for similar historic requests and findings;
  • BATES stamping;facilitate sharing of exam-related documents via Teams and Intralinks;
  • Review and redaction of sensitive info;quality assurance review of documents;maintenance of exam metrics
  • Top Skills

  • 3-5 years experience in financial services, compliance, or at a law firm (financial regulatory experience a plus)
  • Bachelor's preferred
  • Microsoft Office (Excel, Word, Outlook, Teams), Adobe Pro, Zoom
  • Non-benefitted (other than those mandated under state or federal law).Please note that this position does not include paid time off benefits. ApTask offers subsidized insurance coverage to our employees.

    About ApTask :

    ApTask is a leading global provider of workforce solutions and talent acquisition services, dedicated to shaping the future of work. As an African American-owned and Veteran-certified company, ApTask offers a comprehensive suite of services, including staffing and recruitment solutions, managed services, IT consulting, and project management. With a focus on excellence, collaboration, and innovation, ApTask provides unparalleled opportunities for professional growth and development. As a member of the ApTask team, you will have the chance to connect businesses with top-tier professionals, optimize workforce performance, and drive success across diverse industries. Join us at ApTask and be part of our mission to empower organizations to thrive while fostering a diverse and inclusive work environment.

    Applicants may be required to attend interviews in person or by video conference. In addition, candidates may be required to present their current state or government issued ID during each interview.

    Candidate Data Collection Disclaimer :

    At ApTask, we prioritize safeguarding your privacy. As part of our recruitment process, certain Personally Identifiable Information (PII) may be requested by our clients for verification and application purposes. Rest assured, we strictly adhere to confidentiality standards and comply with all relevant data protection laws. Please note that we only collect the necessary information as specified by each client and do not request sensitive details during the initial stages of recruitment.

    If you have any concerns or queries about your personal information, please feel free to contact our compliance team at businessexcellence@aptask.com

    Applicant Consent :

    By submitting your application, you agree to ApTask's (www.aptask.com) Terms of Use and Privacy Policy, and provide your consent to receive SMS and voice call communications regarding employment opportunities that match your resume and qualifications. You understand that your personal information will be used solely for recruitment purposes and that you can withdraw your consent at any time by contacting us at 732-355-8000 or help@aptask.com. Message frequency may vary. Msg & data rates may apply.

    Salary : $35 - $37

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