What are the responsibilities and job description for the Manager, Internal Audit, Fiduciary & Regulatory Compliance position at Artius Solutions?
Manager Internal Audit (Fiduciary & Regulatory Compliance) Location : Remote (W2) | Confidential Global Bank Role Overview :
We are seeking a Manager Internal Audit to lead audit activities focused on fiduciary risk, Regulation 9 (Reg 9), and regulatory compliance within our Wealth Management and Trust Services business. This role requires expertise in internal controls, risk management, and regulatory oversight , ensuring adherence to 12 CFR 9, OCC requirements, and global fiduciary standards .
Key Responsibilities :
- Internal Audit Execution : Plan and perform audits covering fiduciary risk management, trust administration, investment oversight, and regulatory compliance .
- Regulatory Compliance Oversight : Evaluate adherence to Reg 9, OCC regulations, and global fiduciary requirements , identifying gaps and control weaknesses.
- Risk & Control Assessments : Assess the design and effectiveness of internal controls , ensuring proper risk mitigation strategies.
- Issue Validation & Remediation : Oversee audit findings, MRA / MRIA resolution, and regulatory issue remediation efforts.
- Stakeholder Engagement : Collaborate with Compliance, Legal, Risk, and Wealth Management teams to strengthen the bank's control environment.
- Audit Reporting : Develop clear, concise audit reports and present findings to senior management.
Qualifications :
