What are the responsibilities and job description for the Volcker Trade Compliance Manager position at Artius Solutions?
Temporary Manager Trade Compliance Oversight (Volcker)
We are seeking experienced professionals to support a leading financial institutions frontline supervision team on a temporary basis through June 2024 with a possibility for extension. These positions require onsite presence four days a week in either New York or Charlotte.
Key Responsibilities :
- Evaluate manual and automated trade surveillance systems for regulatory compliance.
- Perform supervisory reviews to ensure adherence to compliance frameworks and regulatory standards.
- Conduct indepth testing and analysis of trade surveillance processes.
- Partner with the frontline team to identify and resolve compliance issues strengthening overall governance practices.
Qualifications :
Supervision of trading desks with a focus on compliance.
These roles are designed for experienced professionals who thrive in highenergy collaborative environments and possess the ability to deliver results under tight deadlines.
