What are the responsibilities and job description for the Compliance BSA/AML Auditor (Banking) position at Ascendo Resources?
Senior Auditor
Responsible for reviewing and auditing the BSA, Fraud, Compliance and other operational functions at the Bank and ensuring compliance with all Bank, Federal, and State regulations.
The ideal candidate possesses the following experience:
- Conducting audits from beginning to end with minimal supervision (including planning, assessing risk, preparing audit documentation/work papers during fieldwork, and wrap up of audit).
- Identifying findings/control deficiencies and communicating with appropriate bank personnel, preparing audit reports, and evaluating the reasonableness of findings and the impact on audit reports.
- Performing or assisting in special investigations and supporting external audit agencies as necessary.
Qualifications (required):
- Bachelor’s Degree or equivalent experience in a related field of study such as Accounting, Business, or Finance and three 3 year of Financial or Bank Audit experience.
- Excellent analytical, organizational, interpersonal, written, and verbal communication skills.
- Computer knowledge in MS Office Software (e.g., Excel, Word, Power Point and Outlook)
- Bilingual: English / Spanish required
Preferred (not required):
- Certified Internal Auditor (CIA), Certified Financial Services Auditor (CFSA), Certified Fraud Examiner (CFE), BSA certification (CAMS), Certified Public Accountant (CPA) preferred.
- Knowledge of computer assisted audit software such as Alteryx or ACL (data extraction), Visio (flowcharts) and Audit Software preferred.
Located in Miami, FL – Hybrid schedule
