Director of Compliance (Private Equity)

Director of Compliance (Private Equity)

Job Overview – Director of Compliance (Private Equity):

Step into a critical leadership role with our client as a Director of Compliance in the Washington DC area. In this hybrid position, you will oversee the compliance program for a dynamic private equity firm, ensuring adherence to regulatory standards and best practices. Collaborating with the General Counsel & Chief Compliance Officer, you will drive the firm’s compliance initiatives, adapt to evolving regulations, and safeguard the organization’s reputation.

Compensation: $175,000 – $225,000/year base ($250,000 – $275,000 All-In)

Location: Bethesda, MD – Washington DC Area

Schedule: Monday to Friday (Hybrid)

Responsibilities as the Director of Compliance:

• Compliance Program Management: Partner with the General Counsel & CCO to oversee and continuously enhance the firm’s compliance program.
• Regulatory Monitoring: Stay updated on evolving regulations and industry trends to proactively adjust the compliance program.
• Exam Preparedness: Establish and maintain processes to ensure readiness for SEC examinations and other regulatory inquiries.
• Testing & Surveillance: Lead annual compliance reviews, manage testing processes, monitor trading activity, and refine testing frameworks.
• Policy Development: Draft, implement, and maintain compliance policies, procedures, and manuals aligned with regulatory requirements.
• Marketing & Vendor Oversight: Review marketing materials, Due Diligence Questionnaires (DDQs), and third-party compliance activities for regulatory adherence.

Qualifications for the Director of Compliance:

• Education: Bachelor’s degree required, with a preference for advanced credentials such as a JD, CFA, or CPA.
• Experience: 7-10 years of experience in compliance roles, particularly in hedge funds, private equity, asset management, or compliance consulting.
• Technical Expertise: Familiarity with compliance systems and tools (e.g., ComplySci, Global Relay).
• Regulatory Knowledge: Experienced in compliance for investment advisers, hedge funds, and private equity, with familiarity in SEC exams and inquiries.
• Skills: Superior attention to detail, strong communication and organizational abilities, and exceptional stakeholder management with cross-functional project execution.

Application Notice: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.

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