What are the responsibilities and job description for the Internal Audit Supervisor position at Audit Data Search, Inc.?
Our Client, a Major Financial Services Institution in NY is seeking an Internal Audit Supervisor for their Global Markets Team.
This is a hybrid role requiring 3 days per week on site.
Job Description:
As part of the Corporate Audit Team focused on Global Markets and Related Areas (i.e. market risk management, product control, Global Market specific compliance or business controls) the Audit Supervisor will be responsible for executing audit projects with a focus on Fixed Income Front Line units including Rates, FX, Credit, Mortgages, Munis, and Commodities etc.
Responsibilities:
- Responsible for executing multiple areas of test work during audit projects and activities.
- Use analytical skills and/or technical expertise to execute assigned audit testing responsibilities and identify opportunities to automate testing / create continuous monitoring.
- Identify control deficiencies and discuss them with management.
- Initiate control matter recommendations in assigned test areas.
- Assess issues for impact to business processes, controls, and strategies and recommend severity ratings and escalation of broad themes or trends.
- Engage in discussions about risk and demonstrate applied business knowledge.
- Establish business partner relationships, primarily with line management.
- Strive to improve processes and challenge the status quo to improve existing operating environment.
Qualifications:
- Minimum 3 years’ experience working in Audit, Risk, Business Control, Compliance, Finance, or related area.
- Bachelor’s Degree required, Advanced degree a plus
- Active CPA, or working toward certifcation a plus
- Audit and/ or risk and controls background, preferably in financial services or public accounting (with clients in banking - F/S)
- Familiarity with Global Markets – FICC lines of business, including trading and hedging strategies, supervisory procedures, P&L attribution, risk management, operational processes, and regulatory landscape.
- Ability to plan, execute and evaluate audit test plans within a risk-based audit methodology.
- Strong organizational, analytical, oral, and written communication skills.
- Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives.
- Self-starter with a desire to learn, teach others, maintain a positive attitude, and exhibit flexibility and intellectual curiosity.
- Ability to analyze large amounts of data and turn it into usable information.
- Ability to juggle multiple work efforts and to quickly change direction, as needed.
- Proficiency in Microsoft Office Products
The company is offering a very competitive compensation and benefits package, great work/ life balance, hybrid work schedule, and many opportunities for learning and growth in a dynamic environment.
Note:
U.S. Based Applications Only
Must have the authorization to work in the US
No sponsorship available now or in the future