What are the responsibilities and job description for the Investment Guidelines Analyst position at Augment Jobs?
Job Description: We are seeking a meticulous Investment Guidelines Analyst to join our team. The Investment Guidelines Analyst will play a critical role in ensuring compliance with investment guidelines and regulatory requirements. This position requires a keen eye for detail, strong analytical skills, and a deep understanding of investment guidelines and restrictions. The ideal candidate will possess a proactive approach to problem-solving and a commitment to maintaining the integrity of investment processes.
Key Responsibilities
Key Responsibilities
- Review and interpret investment guidelines, mandates, and regulatory requirements.
- Analyze proposed trades and investment strategies to ensure compliance with established guidelines.
- Monitor investment portfolios for adherence to guidelines and escalate potential breaches as necessary.
- Collaborate with portfolio managers, compliance officers, and other stakeholders to resolve guideline-related issues.
- Develop and maintain procedures and controls to enhance guideline monitoring processes.
- Stay abreast of regulatory changes and industry best practices related to investment guidelines.
- Provide guidance and training to internal teams on compliance requirements and best practices.
- Participate in compliance testing and audits as required.
- Bachelor’s degree in Finance, Economics, or a related field (Master’s degree preferred).
- Knowledge of investment guidelines, regulations, and industry standards.
- Strong analytical and problem-solving skills, with attention to detail.
- Familiarity with investment management systems and software.
- Excellent communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams.
- Proactive attitude towards identifying and addressing potential compliance issues.
- Ability to work well under pressure and manage multiple priorities.
- Prior experience in investment compliance, risk management, or related fields is preferred.
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