What are the responsibilities and job description for the Senior Compliance Analyst position at Augment Jobs?
Job Title: Senior Compliance Analyst
Job Overview
We are seeking a meticulous and experienced Senior Compliance Analyst to join our compliance team. In this role, you will be responsible for ensuring that our organization adheres to regulatory requirements, internal policies, and industry standards. You will conduct comprehensive compliance assessments, develop and implement compliance programs, and provide expert advice to support organizational integrity and risk management.
Responsibilities
Job Overview
We are seeking a meticulous and experienced Senior Compliance Analyst to join our compliance team. In this role, you will be responsible for ensuring that our organization adheres to regulatory requirements, internal policies, and industry standards. You will conduct comprehensive compliance assessments, develop and implement compliance programs, and provide expert advice to support organizational integrity and risk management.
Responsibilities
- Conduct thorough compliance assessments to ensure adherence to regulatory requirements, internal policies, and industry standards.
- Develop, implement, and maintain compliance programs, policies, and procedures to address regulatory changes and mitigate compliance risks.
- Monitor and review business processes and operations to identify potential compliance issues and recommend corrective actions.
- Prepare and present detailed compliance reports, dashboards, and presentations for senior management and regulatory bodies.
- Provide expert advice and guidance on compliance matters, including regulatory interpretations, policy updates, and risk mitigation strategies.
- Coordinate and lead compliance audits and investigations, ensuring timely and accurate resolution of findings.
- Collaborate with cross-functional teams to integrate compliance practices into business operations and strategic planning.
- Stay current with industry trends, regulatory changes, and best practices in compliance management to drive continuous improvement.
- Develop and deliver compliance training programs to educate employees on regulatory requirements and internal policies.
- Maintain detailed records of compliance activities, documentation, and reporting to ensure transparency and accountability.
- Bachelor’s degree in Finance, Law, Business Administration, or a related field; Master’s degree or professional certification (e.g., CCEP, CISA) is preferred.
- 5 years of experience in compliance analysis, regulatory compliance, or a related field.
- Strong knowledge of regulatory requirements, compliance standards, and industry best practices.
- Proficiency in compliance management software, data analysis tools, and advanced Excel.
- Excellent analytical, problem-solving, and strategic thinking abilities.
- Strong communication and presentation skills, with experience conveying complex compliance information to senior management and stakeholders.
- Ability to manage multiple projects and priorities in a fast-paced environment.
- Detail-oriented with a focus on accuracy, regulatory compliance, and continuous improvement.
- Experience in conducting audits and investigations is a plus.
