What are the responsibilities and job description for the Regulatory Control Senior Advisor position at Avesta Computer Services?
Job Title Regulatory Control Senior Advisor
Corporate Title Assistant Vice President
Location Jacksonville, FL
Overview
You will be joining the Surveillance Calibration & Effectiveness Review (SCE) team who provide observations on the quality & effectiveness of the surveillance alert generation process and when appropriate makes alert scenario enhancement recommendations to compliance management. The SCE team conducts and documents calibration & effectiveness reviews on a periodic cycle. You will be providing support with observations and recommendations to optimize effectiveness and efficiency of Trade Surveillance scenarios used globally across the Investment Bank, Corporate Bank and Private Bank to detect market abuse.
What We Offer You
- A diverse and inclusive environment that embraces change, innovation, and collaboration
- A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
- Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
- Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
- Educational resources, matching gift, and volunteer programs
What You’ll Do
- Conduct calibration and effectiveness reviews of priority and assigned Trade Surveillance scenarios
- Review existing processes / procedures and provide input / recommendations for enhancing processes and creating strategic solutions for calibrating & validating global surveillance alert scenarios
- Support the broader surveillance team and Technology to analyze alert scenario / detection engines’ ability to capture specific use cases (e.g. external regulatory filings or internal findings outside surveillance)
- Review and interpret relevant industry regulations and internal Bank’s policies to evaluate the effectiveness of compliance surveillance controls
- Report review findings to the surveillance management team and key stakeholders including Audit
- Using systems including Nasdaq Trade Surveillance, CDSW, HUE, SharePoint, Tableau, MS-Office suite, RStudio
Skills You’ll Need
- Prior experience working in a compliance, surveillance or audit role
- Intermediate to advanced skills in analyzing large data sets using RStudio, Python, VBA or SQL experience would be beneficial
- Intermediate to advanced mathematical knowledge with understanding of and interpreting boxplot analysis, model validation and performance monitoring
- Ability to document results and recommend improvements regarding compliance surveillance controls
- Ability to effectively work with a variety of stakeholders from different backgrounds and across different jurisdictions
Skills That Will Help You Excel
- Excellent communication and presentation skills, both written and spoken
- Able to self-manage multiple projects and tasks to meet deadlines
- Able to work independently and as part of a team
- Strong organizational skills and ability to maintain accuracy across multiple projects
- High level of integrity and commitment to quality
