What are the responsibilities and job description for the Ethics and Compliance Manager position at AVTR?
Ethics and Compliance Manager
New York
Our client, a global investor, manages assets and investments in over 50 countries.
Key Responsibilities
Ethics and Compliance Programs
- Lead ethics and compliance initiatives for assigned corporate or business functions, ensuring risks are effectively managed.
Risk Assessment & Management
- Identify, evaluate, and analyze key compliance risks and emerging issues.
- Review internal and external audit findings to implement necessary compliance measures.
- Monitor risk areas to ensure effective mitigation strategies are in place.
Capability Building
- Develop and implement training programs to enhance corporate governance awareness.
- Establish training plans and reporting mechanisms to ensure continuous professional development.
Communication
- Implement initiatives to promote an ethics and compliance-driven culture.
Business Partner Management
- Oversee external business partners and service providers to ensure high-quality ethics and compliance services align with business needs.
Continuous Improvement
- Stay updated on evolving legal and regulatory landscapes to refine governance processes and align with best practices.
Skills and Attributes
Policies, Systems, Processes & Procedures
- Identify opportunities to enhance functional policies and processes.
- Support the development of governance frameworks to meet business requirements.
- Ensure compliance with operational policies and procedures.
Reporting
- Prepare timely and accurate reports in alignment with our client’s functional policies and standards.
Other Assignments
- Perform additional duties as directed to support business objectives.
Qualifications & Experience
- Bachelor’s or graduate-level degree in law or a relevant discipline from an internationally recognized institution.
- Relevant certifications such as Certification of Compliance and Ethics Professional (CCEP) or equivalent.
- Minimum of 9 years of experience in senior-level ethics, compliance, or regulatory-enforcement roles, preferably in a top-tier international organization or various industries in the US.
- Strong knowledge of ethics and compliance frameworks, risk mitigation strategies, and regulatory requirements
If you are interested in this role please contact:
https://www.andrewvinell.com
We look forward to your Application!