AVP Enterprise Compliance Risk Assessments

Completes Compliance Risk Assessments on third-party program managers, including an evaluation of the regulatory control framework and identification of areas of improvements, in collaboration with the VP Enterprise Compliance Manager and Director Enterprise Compliance.

Essential Functions

1. Conducts Compliance Risk Assessment on third-party program managers, including an assessment of applicable regulatory requirements, evaluation of controls, and identification of areas of improvement, in accordance with the approved schedule
2. Writes Risk Assessment Reports summarizing the completed assessment, including scope, conclusions, and identified areas of improvement
3. Presents Risk Assessment conclusions to internal and external parties, as necessary
4. Opens and closes identified areas of improvement, including review and approval of management responses and remediation
5. Assists with the creation of the annual Compliance Risk Assessment schedule
6. Builds and maintains close working partnerships with internal and external stakeholders involved with the completion and issuance of Risk Assessments and remediation of areas of improvement
7. Participates in Compliance related meetings with management and others, as necessary
8. Stays abreast of relevant consumer protection laws, regulations, and supervisory guidance applicable to the assigned business lines, including, but not limited to, consumer deposit and credit regulatory requirements (e.g., Regulation B, E, P, V, Z, CC, DD, UDAAP, E-SIGN, 1099 IRS rules, Military Lending Act, and Servicemembers Civil Relief Act)
9. Assists with the management of Compliance related audits and examinations, including gathering relevant documentation, meeting with auditors/examiners to respond to questions, preparing management responses, and implementing actions recommended by auditors and examiners
10. Performs other duties as assigned.

Education/Experience Requirements

• Undergraduate degree in business or a related field or an equivalent combination of training and experience.
• 5 years of consumer compliance experience in the banking or financial services industry.

Preferred Requirements

• CRCM, CCBCO, or other compliance certification preferred.
• Comprehensive knowledge of consumer protection laws affecting lending, deposit, and payments-related products.
• Excellent verbal, written, and interpersonal communication skills.
• Ability to simultaneously prioritize and manage multiple projects and deadlines.
• Detail oriented with strong organizational skills.
• A team player, able to work effectively in a team fostered, multi-tasking environment.
• Proficient in Microsoft Office suite, e.g., Excel, PowerPoint, Word, Outlook. Experience in relational databases (Quick Base and Archer) is preferred.

This job will be open and accepting applications for a minimum of five days from the date it was posted.

Working at The Bancorp Bank, N.A. and Benefits Information: click here

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The Bancorp Bank, N.A. is an EQUAL OPPORTUNITY EMPLOYER and will not discriminate on the basis of race, color, religion, gender, gender identity, sexual orientation, pregnancy, citizenship, national origin, age, disability, genetic information, veteran status or other protected category with respect to recruitment, hiring, training, promotion, and other terms and conditions of employment.

Employment with The Bancorp Bank, N.A. includes successfully passing a background check including credit, criminal, education, employment, OFAC, and social media background history.

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