What are the responsibilities and job description for the Compliance Officer - Market Supervision position at Bank of America?
As a Market Supervision Manager at Bank of America, you will play a critical role in ensuring the Firm's business objectives are met while minimizing regulatory and financial risk. You will work closely with Financial Advisors to ensure they are properly licensed, respond to regulatory inquiries, and resolve client concerns or complaints.
About the Job
This is an exciting opportunity for someone who wants to make a difference in the financial services industry. If you have a strong understanding of compliance regulations and excellent problem-solving skills, this could be the perfect fit for you.
Responsibilities:
- Develop and implement compliance strategies to minimize risk and ensure regulatory compliance.
- Work closely with Financial Advisors to identify areas for improvement and provide coaching and guidance as needed.
- Collaborate with other teams to ensure seamless execution of business objectives.
What We're Looking For:
- 5 years of experience in a compliance-related role.
- Strong understanding of compliance regulations and laws.
- Excellent communication and problem-solving skills.
