What are the responsibilities and job description for the Compliance Specialist Lead position at BankTalent HQ?
Job Description
We are seeking a highly skilled Compliance Specialist Lead to join our team at BankTalent HQ. As a key member of our compliance team, you will be responsible for performing federal, state statutory and regulatory compliance duties under the direct supervision of the Compliance Officer.
This role involves ensuring documents, projects, processes, or product initiatives comply with regulatory and legal requirements and bank policy. You will perform risk assessments, compliance reviews, synthesize analyses, identify root cause(s), and provide recommendations to management that influence business solutions.
Key Responsibilities:
- Assist in completion of the annual compliance risk assessment alongside of the Compliance Officer.
- Prepare or assist in preparing quarterly Compliance Committee package materials and take Compliance Committee minutes.
- Maintain accurate and up-to-date inventory of applicable state laws and federal regulations.
- Assist in creation, review, and revision of compliance-related policies and procedures.
Requirements:
- Bachelor's Degree required.
- Minimum 3 - 5 years banking or comparable experience.
- Minimum 2-year previous exposure to compliance programs, policies, and consumer regulations required.
