What are the responsibilities and job description for the Consumer Compliance Examiner position at BankTalent HQ?
Assistant and Associate Examiner Responsibilities
Assist in examinations and supervisory events of supervised institutions, focusing on the assessment of compliance risk and the adequacy of risk management systems and operational controls.
Complete reviews under the supervision of a more experienced examiner, until sufficient experience gained to work without supervision.
Draft, organize, and verify workpapers and related documents with guidance of more experienced examiners, until sufficient experience gained to work without supervision.
Assist in analyzing supervised institution's performance in complying with consumer compliance laws, regulations, and regulatory policies.
Communicate, describe, support, and discuss supervisory events' findings with management.
Respond to frequently changing regulatory requirements and industry issues with agility and adaptability.
Complete Federal Reserve System schools and training modules to progress to commissioned examiner status.
Safeguard equipment, sensitive data, and other information resources according to the SRC Information Security and Data Handling Handbook.
Associate Examiner, Additional Responsibilities
Lead and manage supervisory events of small, noncomplex supervised institutions, including determining scope, rating, resource needs, and work assignments of the examination team, under the supervision of a more experienced examiner.
Analyze supervised institution's performance in complying with consumer compliance laws, regulations, and regulatory policies and evaluate how effectively the institution manages its compliance risks.
Assess the bank's performance in meeting community credit needs under the CRA.
Examiner, Additional Responsibilities
Lead and manage consumer compliance and CRA supervisory events of more complicated and larger supervised institutions and communicate more complex examination findings.
Act as institution contact for a limited portfolio of small- to medium-sized, relatively non-complex institutions or serve as a subject matter expert in a key functional area.
Seek out and participate in opportunities to enhance skills, including assisting with Federal Reserve System or Reserve Bank special projects.
Provide training, work direction, and feedback to assisting examiners when acting as examiner-in-charge.
