What are the responsibilities and job description for the Corporate and Financial Services Attorney position at BCG Attorney Search?
Corporate and Financial Services Attorney
Company Name : BCG Attorney Search
Experience : 1-13 yrs required
Posted On : Feb 11, 2025
Valid Through : Mar 13, 2025
Job Overview :
A law firm seeks an experienced attorney specializing in corporate, securities, and financial services law to join its San Diego office. This position offers a partnership track opportunity and involves advising a diverse clientele, including broker-dealers, investment advisory firms, registered representatives, hedge funds, and private equity firms. The ideal candidate will provide legal counsel on SEC, FINRA, and regulatory compliance matters, ensuring adherence to federal securities laws and industry regulations.
Duties :
- Provide legal guidance on corporate, securities, and financial services regulations, including compliance with SEC, FINRA, and related regulatory bodies.
- Advise clients on matters related to the Investment Advisers Act of 1940, the Securities Act of 1933, and the Investment Company Act of 1940.
- Assist clients in navigating complex securities transactions and regulatory filings.
- Counsel investment firms on fund formation, governance, and operational compliance.
- Represent clients in corporate structuring, mergers, acquisitions, and other business transactions.
- Draft and review legal documents, including contracts, disclosures, and regulatory filings.
- Stay informed on evolving financial regulations and provide proactive compliance strategies.
- Collaborate with internal teams to support clients’ legal and business objectives.
Requirements :
Education :
Juris Doctor (JD) from an accredited law school.
Certifications :
Active member in good standing with the California State Bar.
Skills :
Benefits :
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