What are the responsibilities and job description for the Investment Funds Regulatory Associate position at BCG Attorney Search?
A law firm seeks an experienced associate to join its Investment Funds Regulatory practice in Chicago. This is an excellent opportunity for an attorney with a strong background in investment management and regulatory compliance to work with top-tier clients. The ideal candidate will have 4-5 years of experience in advising fund sponsors on regulatory matters related to investment funds, with a deep understanding of key legislation such as the Investment Advisers Act of 1940, the Investment Company Act of 1940, and the Securities Act of 1933.
Duties :
- Provide strategic legal advice on the formation, operation, and regulation of investment funds, including private equity, hedge funds, and other fund types.
- Advise clients on compliance with federal securities laws, including the Investment Advisers Act of 1940 and the Investment Company Act of 1940.
- Assist fund sponsors in navigating regulatory requirements and structuring funds in accordance with applicable laws.
- Work on complex regulatory filings and registrations with the SEC and other regulatory bodies.
- Conduct legal research to ensure compliance with evolving regulations in the investment management space.
- Collaborate with senior partners and clients to devise solutions that align with both regulatory requirements and business goals.
- Keep clients informed of changes in regulations that may affect their operations and provide proactive legal strategies.
- Assist in responding to inquiries from regulatory agencies, including the SEC, and manage investigations or audits as needed.
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Company info
BCG Attorney Search
200 South Wacker Drive, 31st Floor
Chicago
Illinois
United States 60606
Phone : (312) 321-9411
Fax : (213) 895-7306
J-18808-Ljbffr
