What are the responsibilities and job description for the Vice President - NA Regulatory Reporting Lead (SWAPS / Broker Dealer transactional reporting exp. a must) position at BNP Paribas CIB?
Business Overview :
The US / Americas ITO CCO (Chief Control Office) department covers the following areas : IT & Cyber GRC (Governance, Risk and Controls), 1LOD Reviews, Program Management, ITO Chief Data Office, and Voice and Record Keeping Program. As part of CCO team we ensure :
- The management of governance, risk, and controls for the key IT & Cybersecurity activities
- The oversight of all IT & Cybersecurity internal and external audits, and regulatory examinations
- The predictive sustainability management of the control framework
- The ITO data management of record keeping and disposal, trade regulatory reporting and voice & e-Com record keeping
About the job :
This is a role with in CDO (Chief Data Office) team, part of CCO (Chief Control Office) organization.
At CIB ITO, data is a strategic asset at the heart of the business operational activities. An increasing regulatory framework requires high quality standards, deep understanding of the business workflows, robust audit trails and advanced data infrastructures.
The ITO Chief Data Office is looking to reinforce the team with a NA Regulatory Reporting lead, reporting directly to the ITO CDO locally and to the global head of Records and Regulatory Reporting Office (3RO) functionally.
The Regulatory Reporting Office, organize transaction regulatory reporting for global markets and address its inherent risks as part of its first line of defense role.
The team is at crossroads between regulations and trade processing, and work on daily basis with business, IT, Operation and Compliance all at the same time.
The NA regulatory reporting lead will be responsible for a global team, located in NA and UK. The team covers all regulations applicable to North America on the Swap and Broker dealership. It includes but not limited to,
This is an exposed role to senior managements and regulators. The NA regulatory reporting lead will front-run the team by providing hands-on experiences and expertise. He / She will intervene in autonomy in various situations related to the good organization of the transaction regulatory reporting.
The NA regulatory reporting lead will follow the global team organizations of work, procedures and support other members of the team less experienced in their areas of expertise.
It includes,
Candidate Success Factors :
Candidates are measured on the following four performance drivers, which will dictate how individual impact is considered on the Americas platform :
Responsibilities :
Minimum Required Qualifications :
Preferred Qualifications :
FINRA Registrations Required :
CFTC Swap Dealer Associated Person (if yes, NFA Swaps Proficiency Program is required) :
SEC Security-Based Swap Dealer Associated Person :
While the description above describes our ideal candidate, we encourage applicants to apply even if they do not fully meet the complete list of qualifications noted.
The expected starting salary range for this position is between $120k to $185k annually. The actual salary may vary based upon several factors including, but not limited to, relevant skills / experience, time in role, base salary of internal peers, prior performance, business line, and geographic / office location.
In addition, our comprehensive benefits package aims to support our employees in various aspects of their lives. From healthcare and wellness programs to retirement plans and childcare services, we prioritize the well-being and growth of our employees. Our benefits include medical, dental and vision coverage, a 401(k) Savings Plan, backup childcare, life, accident and disability insurance, mental health support and paid time off. Additional details about our benefits offerings, inclusive of eligibility for a discretionary bonus, will be provided during the hiring process.
About BNP Paribas :
BNP Paribas is a leading bank in Europe with an international reach across the US, EMEA and APAC. It has a presence in 65 countries, with nearly 190,000 employees. The bank employs over 3,500 people in offices in the US across 10 states including New York, Jersey City, Chesterbrook, PA, San Francisco, Boston, Chicago, Denver, Miami, and Washington, DC. BNP Paribas has built a strong and diversified presence to support its client base. We continue to grow and strengthen our commitment to the US market through our Corporate & Institutional Banking activities. We are one of a few non-US banks to offer a full value chain for our clients, from trading to financing, and clearing and custody in the US with the international footprint and capacity to deliver both globally and locally. Leveraging the strength of our European roots, our network can support clients in virtually every region of the world, enabling more connectivity and efficiency wherever our clients conduct business. We take pride in our expertise and our ability to adapt while constantly looking ahead to create a more sustainable world.
BNP Paribas. The Bank for a Changing World -
BNP Paribas is committed to providing a work environment that fosters diversity, inclusion, and equal employment opportunity without regard to race, color, gender, age, creed, sex, religion, national origin, disability (physical or mental), marital status, citizenship, ancestry, sexual orientation, gender identity and gender expression, or any other legally protected status.
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Salary : $120,000 - $185,000
