What are the responsibilities and job description for the Licensing & Registration Professional 2 position at Candidate Experience site?
Cetera Financial Group is currently seeking a Licensing & Registration Associate for our company’s office located in Des Moines, Iowa, St. Cloud, Minnesota or St. Cloud, MN. This is a unique opportunity to be a part of a growing area in our firm and directly support our amazing representatives!
What you will do:
- Ensure that the appropriate paperwork is filed in a timely manner with all State and Government Agencies
- Manage/Process reps carrier appointments, renewals and invoices
- Assist reps with continuing education questions and study material
- Research and resolve unique situations and complex errors associated with the FINRA registration process, regulatory questions and related issues, etc.
- Maintain data for the internal and external registration and disclosure systems, including FINRA CRD
- Lead from the front by contributing to the development and improvement of procedure, processes, and workflow to increase efficiencies
- Be the first point of contact for our Representatives’ Licensing & Registration questions
- Process insurance licensing and appointments, including appointing agents and brokers
What you need to have:
- High School Diploma or GED
- 1 years of experience in Financial Services Industry
- 1 years of experience with Microsoft Office programs
Really catch our eye with:
- Bachelor’s degree
- 1 years of experience working with FINRA WebCRD or FINPRO
- 2 years of experience in Financial Services Industry
- 2 years of experience delivering excellent problem resolution, organizational and follow-up skills
Compensation:
The base annual salary range for this role is $45,000 - $55,000 plus annual bonus potential. Base annual salary depends on a wide array of factors, including but not limited to skill set, years and depth of experience, certifications, and location. Base annual salary may also differ significantly due to geography and cost of labor considerations.
Salary : $45,000 - $55,000
