Senior Internal Auditor

GENERAL SUMMARY

The Senior Internal Auditor will perform an important role in performing Financial, Operational, Compliance & SOX Audits and various value-add projects under the direction of internal audit management. The Senior Internal Auditor will be responsible for assisting Internal Audit management with project planning, execution, and reporting.

ESSENTIAL FUNCTIONS

• Under the direction of IA Audit management, owns the execution of financial, operational, compliance, and lending audit processes from start to finish, including planning and audit execution according to a risk-based approach, recommending internal control improvements (including operational enhancements or efficiencies) and may assist preparing audit reports.
• Effectively manage audit budget and deadlines. Provide updates to management on progress.
• Ensure assignments are completed within established time frames and that delays/issues/concerns are communicated to Internal Audit management on a timely basis.
• Partner with process owners to promote and support a culture of continuous process improvement and efficiency driving toward standardized practices.
• Stay abreast of audit and accounting standards and emerging issues in the areas applicable to the company.
• Obtain and maintain a general understanding of business activities, objectives, applicable laws, regulations, and associated risks to the company and industry.
• May participate in various key management committees, acting in an advisory capacity.
• Identify opportunities for, and participate in approved special projects, investigations, or other significant business issues.

QUALIFICATIONS

• Bachelor's degree in accounting, finance, information technology, or a related field is required.
• At least 4-6 years related audit experience - in a Bank or Financial Services industry preferred but not required.
• Ability to work independently and with others.
• Knowledgeable about the financial industry and related markets, related regulatory bodies, and current industry events and trends.
• Deep understanding of risk assessment, audit methodology, and audit execution.
• Strong time management and organizational skills including the ability to manage multiple projects and competing priorities.
• Ability to exercise sound judgment in the execution of assignments and communication with others.
• Excellent verbal and written communication skills; interpersonal and presentation skills - ability to work closely and collaboratively with people at all levels in the department and within the organization.
• Strong analytical thinker and detail oriented with the ability to proactively identify issues and assist in resolution.
• Excellent computer skills, Proficient in Microsoft Office Products (i.e., Excel, PowerPoint, Word, etc.).

CERTIFICATIONS

• CPA, CIA, or other related professional certification a plus
• Additional qualifications, such as CFE, CAMS, CRCM also preferred

OTHER DETAILS

$86K - $110K / year
Pay determined based on job-related knowledge, skills, experience, and location.
This position may be eligible for a discretionary bonus.

Cathay Bank offers its full-time employees a competitive benefits package which is a significant part of their total compensation. It is our goal to provide employees with a comprehensive benefits package to fit their needs which includes, coverage for medical insurance, dental insurance, vision insurance, life insurance, long-term disability insurance, and flexible spending accounts (FSAs), health saving account (HSA) with company contributions, voluntary coverages, and 401(k).

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Cathay Bank is an Equal Opportunity and Affirmative Action Employer. We believe in diversity, equity, and inclusion in the workplace. We welcome applications for employment from all qualified candidates, regardless of race, color, ethnicity, ancestry, citizenship, gender, national origin, religion, age, sex (including pregnancy and related medical conditions, childbirth and breastfeeding), reproductive health decision-making, sexual orientation, gender identity and expression, genetic information or characteristics, disability or medical condition, military status or status as a protected veteran, or any other status protected by applicable law.

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