What are the responsibilities and job description for the Compliance & Regulatory Specialist position at CCFBank?
Description
CCFBank is currently searching for a Compliance & Regulatory Specialist to join our team! The Compliance & Regulatory Specialist
will assist the VP – Compliance Officer and Enterprise Risk Team with developing, monitoring, and managing CCFBank’s Compliance Management System.
The ideal candidate has previous risk management, regulatory compliance or financial institution audit experience and is very detail oriented. Bonus points if you are community focused and excited about making a positive difference to those around you.
Primary Responsibilities
- Monitors and implements new and changing regulations, communicates relevant updates to business units, and collaborates with business units to ensure compliance through policy, procedure, and system changes.
- Performs periodic internal monitoring exercises to assess adherence to regulatory requirements and internal policies and procedures.
- Creates and manages remediation plans in response to internal monitoring, audit, and exam findings and compliance violations.
- Performs periodic compliance risk assessments, coordinates with the business units to gather supporting documentation needed to complete a risk assessment.
- Assists in the preparation of quarterly and annual compliance reports.
- Participates in the planning, development, conducting, and monitoring of colleague in-house educational programs.
- Supports the business units by providing expertise on compliance matters, clarifying regulations, and offering guidance on best practices.
- Supports the compliance and enterprise risk governance framework through ad hoc assignments and other duties as assigned.
Minimum Education Qualifications
- Bachelor’s degree in business administration or related field.
- Five years of related experience preferred in financial institution audit, regulatory compliance, or risk management.
- Eight to ten years of banking or financial institution audit experience.
- Proficiency in Microsoft Office products and the ability to learn and adapt to a variety of software programs.
- In evaluating candidates for this position, CCFBank may consider a combination of education, training, and experience which provides the necessary knowledge, skills, and abilities to perform the duties of this position.
What’s in it for you?
- Full Time, 40 hours per week.
- Monday – Friday work week.
- Competitive Pay.
- Eligible for an annual bonus based on company goals and performance.
Perks:
- Health, Vision & Dental Plans
- Health Savings Account (HSA) with CCF Contributions
- Health Reimbursement Arrangement
- Flexible Spending Account
- Employer Paid Life Insurance and Long-Term Disability Plans
- Voluntary Life Insurance and Short-Term Disability Plans
- Accident and Critical Illness Plans
- Hospital Indemnity
- 401K Retirement Plan and Company Match
- Paid Time Off, Bereavement Leave and Paid Holidays
- Parental Leave
- Company-Wide Wellness Program
- Employee Achievement Program
- Colleague Referral Program
- Professional Development Reimbursement Program
- Career Planning
- Colleague Pricing on Secondary Market Mortgage Loans
- Colleague Beyond Save & Spend Accounts Perks
What can you expect from us?
At CCFBank you are more than just a number, you are a partner to our team. We are dedicated to investing in our colleagues and providing them with tools they need to grow and develop their careers.
We prioritize the needs of our community by allocating resources and encouraging colleague involvement across the regions we operate in. We are proud to be a part of our local communities, and we look forward to continuing to support and serve them.
Learn more here about how we make more possible: https://ccf.us/careers/
Ready to be part of our financial family? Apply online at ccf.us!
If you need assistance applying, contact us at HR@ccf.us and we will attempt to meet your needs.
In evaluating candidates for this position, CCFBank may consider a combination of education, training, and experience which provides the necessary knowledge, skills, and abilities to perform the duties of this position.
CCFBank is committed to fostering and cultivating an inclusive and diverse culture and we are proud to be an Equal Opportunity Employer, including disability and veterans.
