What are the responsibilities and job description for the Broker-Dealer Operations Manager position at Celadon Financial Group?
Celadon Financial Group, located in Morristown, NJ, is seeking an experienced manager to oversee daily back-office operations according to regulatory and industry standards.
The firm engages in market making and proprietary trading, and offers self-directed trading in equities, options, and fixed income securities to its retail and institutional clients. The successful candidate will have 7-10 years of relevant broker-dealer experience including new accounts, customer due diligence, AML, licensing and registration, securities transfers, wires, ACATS and all other back-office aspects. Heavy client contact. Prior experience with or at a clearing firm is a plus.
Currently this position is remote, but we anticipate moving to a hybrid work schedule in 2025.
Salary commensurate with experience.
Requirements
- Active FINRA registration (Series 24)
- Working knowledge of U.S. broker-dealer rules and regulations
- Able to perform tasks with minimal supervision
- Familiarity with WebCRD
To learn more about our firm please visit www.celadonfinancial.com.
Please email your resume (along with salary requirements) to employment@celadonfinancial.com. NO PHONE CALLS, PLEASE.