What are the responsibilities and job description for the Cetera Financial Group is hiring : Manager, Advertising Review in El Segundo position at Cetera Financial Group?
As a manager of Advertising Review, you will play a crucial role in upholding the integrity and regulatory compliance of all advertising and marketing materials. You will be responsible for overseeing and implementing advertising compliance policies, reviewing, and approving advertising materials, and collaborating with cross-functional teams to ensure adherence to industry regulations.
This will require a self-motivated individual with strong critical-thinking and communication skills, who is proactive, adaptable to change and thrives in a fast-paced and dynamic environment. Further, this individual must possess a deep understanding of the industry and the related financial products and services. This is a Remote position.
Key Responsibilities :
- Develop, implement, and manage advertising compliance policies and procedures in alignment with FINRA, SEC, and other relevant regulations.
- Review and approve advertising and marketing materials to ensure compliance with industry guidelines and internal policies.
- Provide guidance and training to internal teams, including marketing, sales, and legal departments, on advertising compliance requirements.
- Stay current with changes in financial industry regulations and update compliance policies as needed.
- Collaborate with external legal counsel and regulatory agencies as necessary to address compliance issues and inquiries.
- Monitor and track advertising campaigns, keeping detailed records and documentation of compliance efforts.
- Conduct periodic audits and reviews to identify and rectify potential compliance violations.
- Manage and lead a team of compliance professionals, providing guidance, training, and performance evaluations.
- Collaborate with the company's legal and risk management departments to ensure consistency in compliance standards.
- Prepare and submit necessary reports and compliance documentation to regulatory agencies.
Qualifications :
Compensation :
The base annual salary range for this role is $90,000 - $110,000, plus a competitive performance-based bonus. Base annual salary depends on a wide array of factors, including but not limited to skill set, years and depth of experience, certifications, and location. Base annual salary may also differ significantly due to geography and cost of labor considerations.
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Salary : $90,000 - $110,000
