What are the responsibilities and job description for the Trading Behavior Analyst position at Cetera Financial Group?
What You Will Do
This role involves post-trade reviews on financial products to identify potential risks and violations of broker-dealer policies. You will work closely with the Senior Analyst team leader to ensure accurate and timely completion of reviews.
You will also be responsible for identifying trends and patterns of the advisor's trading behavior to mitigate undue risk to the firm. This will require strong analytical and research skills, as well as the ability to learn new information quickly.
Benefits:
- Inclusive health, dental, vision, and life insurance plans built to support diverse lifestyles.
- Easy access to mental health benefits to meet our team members and their families where they are.
- 20 days of paid time off (PTO), paid holidays, 1 paid wellness day, and 1 day of paid volunteer time off (VTO).
- 401(k) Savings plan with a generous company contribution (up to 5%), and access to a financial professional to offer our employees the opportunity to plan-ahead for a strong financial future well beyond their working years.
- Paid parental leave to support all team members with birth, adoption, and foster.
- Health Savings and Flexible Spending Account options to help you save money on healthcare, daycare, commuting, and more.
- Employee Assistance Program (EAP), LifeLock, Pet Insurance, and more.
