What are the responsibilities and job description for the Senior Consultant position at Cloudbreak Compliance Group, LLC?
About Cloudbreak Compliance Group, LLC
Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak seeks to provide clients with highly-tailored and business friendly solutions in today’s constantly-evolving, complex regulatory landscape.
Role and Responsibilities
Cloudbreak is seeking to add a full-time Senior Consultant to its team. Candidates in the New York Tri-State area will be expected to work from Cloudbreak’s office in White Plains, New York at least two to three days per week. Candidates outside of the New York Tri-State area will be considered for remote employment.
Responsibilities will include:
- Managing day-to-day relationships with clients
- Assisting in registering clients as investment advisers with the SEC
- Preparing policies and procedures, reports, memoranda and other client deliverables
- Providing ongoing compliance assistance to clients (e.g., preparing regulatory filings, reviewing marketing materials, answering compliance-related questions)
- Conducting regular meetings and calls with clients
- Assisting with annual compliance reviews, mock audits and SEC examinations
- Conducting compliance training sessions for clients’ employees
- Monitoring, interpreting, and communicating regulatory changes that impact clients’ existing businesses
- Researching compliance issues
- Training Cloudbreak’s junior staff
Skills & Experience
- Regulatory and compliance experience relating to hedge funds, private equity funds or silimar illiquid asset classes at a private fund manager, law firm, consulting firm or at the SEC
- Understanding of the Investment Advisers Act
- Experience conducting or participating in regulatory or mock examinations
- Experience assisting with the development or monitoring of compliance programs, preparing regulatory filings, reviewing marketing materials, and conducting annual compliance reviews
- Experience managing others or working in teams is a plus
- Strong time management skills
- Strong analytical skills, independence and ability to come up with practical solutions
Cloudbreak is committed to providing equal opportunities in employment. We will not discriminate between applications for reason of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status, age or disability.
No recruiters please.