What are the responsibilities and job description for the Paralegal (Securities/Blue Sky) #ESF2226 position at COA Network Inc?
What’s in it for you?!
Job Type : Full Time Location : New York, New York Pay : Great Pay! Job Description What you will be doing:
#INDEH123
- Join a top-ranked global law firm with 2,850 attorneys worldwide!
- Work on high-impact cases across diverse industries and practices!
- Collaborate with award-winning teams known for client service!
- Grow fast in a dynamic, inclusive, and innovative culture!
- Enjoy competitive pay, 401(k), and full-scope benefits!
- Give back through firm-led pro bono and community programs!
- Thrive in a firm that values diversity and global perspective!
Job Type : Full Time Location : New York, New York Pay : Great Pay! Job Description What you will be doing:
- Provide organizational and practice-specific assistance to attorneys in the Corporate Department involved in various securities-related transactions.
- Conduct research and analysis on related federal and state securities laws.
- Prepare and file Form IDs with the SEC to obtain EDGAR codes.
- Prepare and file Form Ds with the SEC and the states.
- File Form Ds with the states, either electronically through EFD or by paper.
- Perform blue sky research regarding state exemptions.
- Prepare and file state registration and/or exemption documents.
- Prepare first drafts of response letters to state comment letters.
- Monitor and track the state status of registrations and/or exemptions.
- Monitor, track, and prepare annual state registration and/or exemption renewals.
- Assist in various types of corporate and commercial transactions, including authorizations to do business in different states.
- Maintain timely and accurate timekeeping records.
- Retain day-to-day responsibility for the performance of general paralegal duties.
- Minimum of 5 years corporate securities experience within a law firm with a focus on the areas described.
- Bachelor’s Degree required; Certificate in Paralegal studies from an accredited institution preferred; equivalent experience considered.
- Knowledge of the workings of a corporation and a general understanding of federal and state securities laws.
- Experience working with state securities regulatory administrators, as well as NASAA, the SEC, and FINRA.
- Familiarity with public companies with listed securities or companies that are subject to the '34 Act reporting requirements.
- Demonstrated attention to detail, reliability, and ability to learn new technology quickly.
- Excellent client service skills and ability to work on multiple matters simultaneously in an organized manner and under minimal supervision.
- Flexible and able to respond quickly and positively to shifting demands.
- Ability to work under pressure to meet strict deadlines.
- Proficiency with Windows-based software and Microsoft Word, Excel, and Outlook required.
- Familiarity with practice-specific technology.
#INDEH123
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