What are the responsibilities and job description for the Supervision Principal position at CornerStone Staffing?
Job Description
Job Description
Job Title : Supervision Principal
Contract-6 months-12 months
Salary : $50-$60 / hr.
City : Fort Worth, TX
REMOTE ONLY possible if in Florida, Arizona, North Carolina, South Carolina, Georgia, Kentucky or Tennessee
CornerStone Professional Placement has partnered with a local financial services company in their search for a Supervision Principal well-versed in a wide range of products, including mutual funds, fixed income, and securities. This national firm has experienced significant growth over the past few years. As the Supervision Principal, you will be responsible for reviewing advisor interactions, ensuring compliance with recommendations, and monitoring suitability of financial plans. Qualified candidates will have at least 5 years of experience in financial services, a Bachelor’s Degree in a related field, and a FINRA Series 24 license. This is an exciting opportunity for career growth, excellent benefits, and a supportive work environment.
Requirements & Responsibilities for the Supervision Principal :
- Review advisor interactions, including trades, client recommendations, and correspondence.
- Monitor compliance with regulatory requirements and suitability assessments.
- Provide training and education to advisors on best practices and compliance.
- Manage daily supervision inbox and ensure timely follow-ups on pending items.
- Identify process improvement opportunities and escalate issues as needed.
Compensation for the Supervision Principal :
To apply for this job, please email resumes to allisonh@cornerstonestaffing.com.
Company Description
CornerStone Staffing has been servicing the Dallas-Fort Worth metroplex since 1991. We are committed to supporting our community through our core values of compassion, integrity, self discipline, and faith.
CornerStone currently has 11 offices across the Metroplex to serve your needs. If you are a job seeker looking for short-term supplemental income or a full-time position that will launch a new career, we can assist you in finding the right opportunity!
Company Description
CornerStone Staffing has been servicing the Dallas-Fort Worth metroplex since 1991. We are committed to supporting our community through our core values of compassion, integrity, self discipline, and faith. CornerStone currently has 11 offices across the Metroplex to serve your needs. If you are a job seeker looking for short-term supplemental income or a full-time position that will launch a new career, we can assist you in finding the right opportunity!
Salary : $50
