What are the responsibilities and job description for the Investment Management Compliance Associate position at Danos Group?
Join a leading investment manager as a Compliance Associate, where you will play a crucial role in ensuring compliance across various functions. We are seeking a motivated individual to help uphold our firm’s compliance standards and contribute to our success in the investment management industry.
Key Responsibilities
- Support the management of the Code of Ethics compliance program, including transaction monitoring and political contribution reviews.
- Help maintain and enhance compliance procedures and practices to align with regulatory requirements.
- Assist in preparing regulatory filings such as Form ADV and PF.
- Oversee the expert network process to ensure compliance with established guidelines.
- Collaborate with the legal and compliance teams on various regulatory projects.
- Conduct due diligence reviews on significant transactions to ensure adherence to compliance standards.
Qualifications
