What are the responsibilities and job description for the Analyst, Independence Compliance (Tracking & Trading) position at Deloitte?
Are you an experienced analyst who is detail oriented and possesses strong process improvement, critical thinking, and interpersonal skills? Do you enjoy working with customers to answer their questions? We are seeking an Independence Compliance Analyst who will be responsible for monitoring the compliance of Deloitte professionals' financial relationships with auditor independence policies and regulations. The ideal candidate will be a problem solver, have good working knowledge of various financial instruments/markets, have a background or interest in compliance and will strive to provide exceptional quality and superior customer service.
Recruiting for this role ends on April 21st, 2025.
Work You'll Do
Risk & Brand Protection (R&BP)
At Deloitte, we are stewards of reputation - ours and our clients. That's why we foster a culture that protects, preserves, and enhances our reputation. With your help, we will distinguish Deloitte as the clear leader in professional services, making us the first choice for clients and talent.
Independence & Conflicts Network
The Independence & Conflicts Network (ICN) team performs a critical consultative, quality-assurance and risk management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts-of-interest, in fact and appearance, when providing service to attest/audit clients. Independence requirements are defined by specific sets of policies, externals rules and regulations, so maintaining both the independence of the Deloitte US Firms and personal independence is essential to the business and reputation of Deloitte. This position offers a dynamic work environment which is driven by the changing financial instruments and the need for responsiveness to regulatory change. The Analyst will be expected to gain a solid understanding of financial relationships and corporate entities. The analyst will work with other departments within the Independence & Conflicts Network, end users (Deloitte professionals with independence requirements) and other Deloitte network organization firms.
Qualifications Required:
The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $51,900-$106,500.
You may also be eligible to participate in a discretionary annual incentive program, subject to the rules governing the program, whereby an award, if any, depends on various factors, including, without limitation, individual and organizational performance.
Recruiting for this role ends on April 21st, 2025.
Work You'll Do
- Gain a robust knowledge of Deloitte Policies to provide guidance to professionals, resolve customer inquiries, evaluate risk, and determine permissibility of financial relationships
- Assist with the resolution of issues that arise with the processes, system, or internal customers
- Research new financial products and clearly articulate to management to determine how to monitor these products in the system
- Work with internal customers to accurately report their financial relationships within our systems
- Develop a comprehensive understanding of internal processes and procedures for the department
- Excellent verbal and written business communication skills, prior exposure to international business correspondence a plus
- Data analysis skills and attention to detail
- Self-directed, adaptable to changes in the work environment/rules/directions
- Occasional overtime may be required during peak periods
- Demonstrated initiative and good judgement
- Ability to effectively work both independently, and as part of a team, in a dynamic work environment
- Should have an interest in developing knowledge of financial products and independence policies
Risk & Brand Protection (R&BP)
At Deloitte, we are stewards of reputation - ours and our clients. That's why we foster a culture that protects, preserves, and enhances our reputation. With your help, we will distinguish Deloitte as the clear leader in professional services, making us the first choice for clients and talent.
Independence & Conflicts Network
The Independence & Conflicts Network (ICN) team performs a critical consultative, quality-assurance and risk management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts-of-interest, in fact and appearance, when providing service to attest/audit clients. Independence requirements are defined by specific sets of policies, externals rules and regulations, so maintaining both the independence of the Deloitte US Firms and personal independence is essential to the business and reputation of Deloitte. This position offers a dynamic work environment which is driven by the changing financial instruments and the need for responsiveness to regulatory change. The Analyst will be expected to gain a solid understanding of financial relationships and corporate entities. The analyst will work with other departments within the Independence & Conflicts Network, end users (Deloitte professionals with independence requirements) and other Deloitte network organization firms.
Qualifications Required:
- BA/BS degree
- 1-2 Years of experience of relevant work experience in a large corporate or professional services firm
- Proficiency with Microsoft Excel, PowerPoint, and Word
- Willing to work in person in our Stamford, CT office as required by team leadership (presently two days each week but may be subject to change)
- Limited immigration sponsorship may be available
- Ability to travel 0-10%, on average, based on the work you do and the clients and industries/sectors you serve
- Strong understanding of securities and various financial relationships (stocks, bonds, mutual funds, ETFs, etc.)
The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $51,900-$106,500.
You may also be eligible to participate in a discretionary annual incentive program, subject to the rules governing the program, whereby an award, if any, depends on various factors, including, without limitation, individual and organizational performance.
Salary : $51,900 - $106,500
