What are the responsibilities and job description for the Vice President and Chief Compliance Officer position at Dinsmore & Shohl LLP.?

Vice President and Chief Compliance Officer

Considering applying for this job Do not delay, scroll down and make your application as soon as possible to avoid missing out.

Company Name : Dinsmore & Shohl LLP.

Employment Type : Full-Time

Posted on : Feb 27, 2022

Profile :

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc.
Perform and / or oversee periodic testing of written policies and procedures to determine ongoing compliance.
Perform trading and best execution reviews; monitor / review personnel trading for conflicts of interest.

Requirements :

Ability to oversee and carry out the implementation and ongoing execution and enhancement of a full-scale compliance program.

Ability to work independently in a high demand / high productivity environment.

Work efficiently with high attention to detail and the ability to multi-task.

Carry a high level of team orientation; possess strong interpersonal communication skills and a passion to help team members and clients.

Demonstrate integrity—maintain client trust, confidentiality and code of ethics.

Strong verbal and written communication skills.

Dependable, accountable, adaptable, and flexible.

Ability to enthusiastically support and promote the goals of our firm and its clients.

Education and Experience :

Bachelor's degree (B.A.) or equivalent from a four-year College or University.

5-7 years or more experience in financial industry compliance and / or operations; preferably in a manager, officer or director role.

Experience with the current and proposed financial regulatory environment (SEC, FINRA, DOL / ERISA, CFTC).

Knowledge of Securities Act of ‘33, Investment Advisers Act of ‘40, Investment Company Act of ‘40 and related federal and state regulations.

Experience with financial industry regulatory requirements, forms & systems required; regulatory audit / exam experience preferred.

Specific knowledge of rules and exemptions governing hedge funds, private equity funds, ’40 Act Funds and commodity pools helpful.

Familiarity with GIPS and other industry standards is a plus.

About the Company :

Dinsmore Compliance Services, LLC (“DCS”) is a growing provider of outsource compliance services and solutions to investment advisers, municipal advisers, hedge funds, and broker-dealers. We offer full chief compliance officer (CCO) services, consulting, assessments, and financial operations (FINOPs) consulting, through an experienced and close-knit team of professionals. We offer competitive compensation, health benefits, and a 401(k) retirement plan. DCS is an affiliate of the national, full-service law firm Dinsmore & Shohl LLP.

To learn more about our firm, please visit www.dinsmore.com / dinsmore-compliance-services.

Ready to Apply?

Attorneys and law students only, please send or email your resume and cover letter to :

Jennifer L. Stark

Director of Recruiting and Legal Personnel

255 E. Fifth Street, Suite 1900

Cincinnati, OH 45202

dinsmore.legalrecruiting@dinsmore.com

To be considered for a staff position, email your resume and salary requirements to :

jobs@dinsmore.com

Dinsmore is an equal opportunity employer.

J-18808-Ljbffr

Apply for this job

Receive alerts for other Vice President and Chief Compliance Officer job openings

What is the career path for a Vice President and Chief Compliance Officer?

Sign up to receive alerts about other jobs on the Vice President and Chief Compliance Officer career path by checking the boxes next to the positions that interest you.

Compliance Manager

Income Estimation:

$123,739 - $165,355

Compliance Manager, Senior

Income Estimation:

$163,270 - $214,905

Compliance Investigation Manager

Income Estimation:

$150,417 - $183,047

Compliance Specialist II

Income Estimation:

$73,707 - $95,263

Compliance Specialist III

Income Estimation:

$91,142 - $116,690

Compliance Investigator

Income Estimation:

$80,876 - $132,043

Compliance Supervisor

Income Estimation:

$101,515 - $131,950

Compliance Manager

Income Estimation:

$123,739 - $165,355

Compliance Investigation Manager

Income Estimation:

$150,417 - $183,047

Job openings at Dinsmore & Shohl LLP.

Legal Administrative Assistant - LIT/CML

Dinsmore & Shohl LLP.

Pittsburgh, PA Full Time

Dinsmore is seeking a Litigation Legal Administrative Assistant at our downtown Pittsburgh location. THIS IS NOT A REMOT...

Client E-Billing Representative

Dinsmore & Shohl LLP.

Troy, MI Full Time

With over 725 lawyers in 31 offices across the U.S., Dinsmore is committed to maintaining and developing a strong market...

Director of Compliance

Dinsmore & Shohl LLP.

Cincinnati, OH Full Time

Dinsmore is seeking a Director of Compliance at our Cincinnati, OH location. THIS IS NOT A REMOTE POSITION. The position...

Project Assistant - COR/REL

Dinsmore & Shohl LLP.

Pittsburgh, PA Full Time

Dinsmore is seeking a Project Assistant to support attorneys in our Real Estate and Finance Team. This role involves ass...

Not the job you're looking for? Here are some other Vice President and Chief Compliance Officer jobs in the Cincinnati, OH area that may be a better fit.

Chief Compliance Officer

First Commonwealth Bank, Cincinnati, OH

Vice President and Chief Compliance Officer

What are the responsibilities and job description for the Vice President and Chief Compliance Officer position at Dinsmore & Shohl LLP.?

What is the career path for a Vice President and Chief Compliance Officer?

Job openings at Dinsmore & Shohl LLP.

Not the job you're looking for? Here are some other Vice President and Chief Compliance Officer jobs in the Cincinnati, OH area that may be a better fit.

We don't have any other Vice President and Chief Compliance Officer jobs in the Cincinnati, OH area right now.

AI Assistant is available now!