Demo

broker-dealer

E-Business
Hazlet, NJ Full Time
POSTED ON 3/3/2025
AVAILABLE BEFORE 4/28/2025

Job Description:

Role: Broker-dealer

Location: Hazlet, NJ 4 days & NYC 1 day

Job Type: FullTime

The ideal candidate will have extensive knowledge of broker dealer accounting, operations, securities regulations, and financial reporting standards. This role offers an exciting opportunity to work in a fast-paced environment and contribute to the success of our company and its subsidiaries.

Qualifications

· 10 years of broker-dealer experience in securities accounting and/or broker dealer operations within the brokerage industry

· Brokerage experience, trading environment experience preferred but not required

· Series 7, 27 or CPA is preferred, but not required

Must have regulatory experience in 15c3-1 & 15c3-3

Job Type: Full-time

Pay: Up to $170,000.00 per year

Schedule:

  • 8 hour shift
  • Monday to Friday

Application Question(s):

  • Are you Interested in Commute to Hazlet, NJ 4 days & NYC 1 day?(Please skip this job if you are Non-Local)
  • Are you an US Citizen or Green Card holder?
  • How many years of experience you have as a broker-dealer? (no consultants)
  • Do you have regulatory experience in 15c3-1 & 15c3-3? Must
  • What is your Full time salary expectation?
  • What is the reason for a job change?
  • Kindly give me a valid Email Address

Work Location: On the road

Salary : $170,000

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