What are the responsibilities and job description for the Associate Financial Advisor position at Edge Financial Advisors?
Boutique investment management firm is seeking an Associate Advisor. This position is ideal for a dynamic, self-directed individual who will thrive in a small office environment and desires to progress along an Advisor career path.
Support client meetings.
Attend client meetings with the Lead Advisor to take detailed notes and learn new advice skills
Support preparation for client meetings by ensuring all documentation for the discussions is ready in advance of the meeting
Lead the post-meeting processes including distributing organized notes, identifying and delegating action items, and updating relevant documents
Prepare documentation of advice for new and existing clients as directed by Lead Advisors
Work with Lead Advisor on advice strategy
Conduct research on various investment strategies and other research projects that support the CIO and Advisor
Conduct financial modeling of client scenarios utilizing financial planning software
Prepare documents such as financial plans and submit for review and make modifications as required
Ensure implementation of agreed advice strategies.
Work closely with Lead Advisors to ensure all advice implementation activities are completed as needed following client meetings
Coordinate the completion of all activities associated with implementing the advice strategy
Develop and effectively implement systems and tools that will increase the efficiency and accuracy of the documentation of advice.
Master the use of all software within the firm including financial planning, performance reporting and CRM
Identify process inefficiencies in the development and documentation of advice / reports and financial plans
Develop systems and tools to support the new advice development processes
Take a proactive role in the client service experience within the firm including but not limited to :
Collaborate with custodian to optimize operational support
Proactively and promptly address client administrative matters to ensure all client service expectations are being met by the firm
Make a proactive and personal commitment to understand client circumstances, issues, and goals
Maintain professional competencies and adhere to the firm’s ethical standards and cultural values.
Attend appropriate courses and training to continue to develop an understanding of the latest advice practices
Qualifications :
Bachelor’s degree and one of the following : Series 66 / 65 or CFP
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