What are the responsibilities and job description for the Compliance Operations Analyst position at Fairview Compliance Services?
Description:
Compliance Operations Analysts focus on specific areas of the operations team which includes using various in-house and external applications to analyze data from various sources and and ensure data integrity for use in reports, certifications and other external communications and reports deliverables.
Key duties and skills:
- Analyze business processes transaction and other data to identify potential compliance risks and testing and action plans
- Enhance working relationships with internal compliance team colleagues
- Excel at corresponding in a professional manner with contacts at our investment adviser clients
- Being accountable to other team members
- Ownership of internal and external deadlines
- Supporting data operations team
- Leading efforts to ensure adviser clients make deadlines
- Bachelors degree business administration, accounting, finance, computer science , math, statistical analysis or related field.
- Ability to prioritize tasks, communicate internally and track progress in meeting deadlines
- Advanced Microsoft Excel, internal/external application skills
- 3-5 years experience in financial services with working knowledge of investment advisory regulations