What are the responsibilities and job description for the Compliance Manager position at Farm Bureau Financial Services?
Compliance Manager
We are seeking a Compliance Manager with a strong financial services and insurance background, who can translate compliance policies and procedures to various areas of business. This Compliance Manager will be mainly focused on investment advising compliance, which includes the support and growth of all current department projects. If you are analytical, an excellent communicator, and have experience in broker / dealer and / or investment advisor compliance - we want to hear from you!
Who We Are :
At Farm Bureau Financial Services, we take pride in knowing our members can feel confident knowing their family, home, cars, and other property are protected. We value a culture where integrity, teamwork, passion, service, leadership, and accountability are at the heart of every decision we make and action we take. We are proud of our more than 80-year commitment to protecting the livelihoods and futures of our members and creating an atmosphere where our employees thrive.
What You'll Do :
- Monitor legislative and regulatory changes relating to insurance, securities, and adviser industry rules.
- Research changes in the regulatory environment affecting the company's business and make recommendations.
- Make recommendations and implement procedural changes as needed to ensure compliance.
- Participate in departmental and interdepartmental groups and committees to lend expertise and direction to ensure all practices and procedures are in compliance.
- Assist in supervision of overall compliance with internal policies and procedures.
- Assist in gathering responsive information and responding to regulatory branch exams or request for information / documentation.
Qualifications
Our Benefits :
When you're on our team, you get more than a great paycheck. We have career development and educational opportunities. We offer employees an enhanced 401K with a match. We offer low-cost health, dental, vision benefits, and life and disability insurance options. We also offer paid time off, including holidays and volunteer time, and teams who know how to have fun. We have onsite wellness facility with fitness classes and programs, onsite daycare center, a cafeteria, and for many positions we offer hybrid work arrangements. Farm Bureau....where the grass really IS greener!
Work Authorization / Sponsorship : At this time, we are not considering candidates that need any type of immigration sponsorship now or in the future, such as additional or permanent work authorization. Applicants must be currently authorized to work in the United States on a full-time, permanent basis. We are not able to sponsor now or in the future, or take over sponsorship of, an employment visa or work authorization for this role. For example, we are not considering candidates with OPT status.
