What are the responsibilities and job description for the Quality Control Analyst position at Farther?
Job Description
Job Description
Company Description
Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience.
Farther's founders are leaders and innovators from the private wealth industry who possess a unique blend of traditional wealth management, fintech, and technology production expertise. We're backed by top-tier venture capital firms, fintech investors, and industry leaders.
Joining Farther means joining a collaborative team of entrepreneurs who are passionate about helping their clients and our teammates achieve more. If you're the type who breaks through walls to get things done the right way, we want to build the future of wealth management with you.
The Role
As a Quality Control Analyst at Farther, you'll be instrumental in ensuring the accurate execution of investment activities, maintaining regulatory compliance, and minimizing operational risks. Your role will involve reviewing tasks and processes while tracking and reporting error rates to improve efficiency, accuracy, and overall service quality across the firm.
Your Impact
- Lead comprehensive review and verification of financial transactions, client account changes, and operational tasks to maintain compliance with firm policies and regulatory requirements
- Track, document, and analyze errors or discrepancies in day-to-day operations, including investment transactions, account reconciliations, and client communications.
- Maintain detailed logs of errors, categorize by type, and calculate error rates to identify recurring issues or trends.
- Generate regular reports summarizing error rates, operational bottlenecks, and corrective actions taken.
- Drive regulatory compliance by ensuring alignment with SEC, FINRA, and industry standards while partnering with compliance teams
- Spearhead process improvement initiatives by identifying operational inefficiencies and implementing effective solutions
- Foster cross-functional collaboration with portfolio managers, financial advisors, and operations teams to enhance quality standards
The Ideal Match
Bonus Points
Why Join Us
Ready to disrupt wealth management? Let's talk!
