What are the responsibilities and job description for the Compliance Expertise Required position at Fernridge Group?
Compliance Role Overview:
Fernridge Group is seeking a seasoned Regulatory Affairs Specialist to join our team. As a member of our compliance team, you will be responsible for ensuring the firm's compliance with regulatory requirements and managing our regulatory relationships.
About Fernridge Group:
- We are a leading alternative asset manager with a strong commitment to excellence and a reputation for delivering exceptional results.
- Our team is comprised of talented professionals who are passionate about staying ahead of industry trends and regulatory changes.
Key Responsibilities:
- Develop and maintain effective regulatory relationships, including coordinating with external auditors and responding to regulator inquiries.
- Conduct thorough reviews of investment activities and transactions to ensure compliance with relevant laws and regulations.
- Provide expert guidance and advice on compliance matters to internal stakeholders.
- Liaise with internal teams to ensure compliance with regulatory requirements and identify areas for improvement.
- Support ongoing training and awareness programs to promote a culture of compliance within the organization.
Requirements:
- A minimum of 5 years of experience in financial services compliance.
- Bachelor's degree and strong educational background; JD is a plus but not required.
- Proven ability to work effectively in a fast-paced environment and prioritize multiple tasks simultaneously.
- Strong analytical and problem-solving skills.
- Ability to build strong relationships with internal stakeholders and external partners.
