What are the responsibilities and job description for the Regulatory Affairs Specialist Needed position at Fernridge Group?
Join Our Team:
Fernridge Group is an innovative alternative asset manager seeking a skilled Compliance Specialist to join our team. As a member of our compliance team, you will play a critical role in ensuring the firm's compliance with regulatory requirements.
About Us:
- We are a dynamic organization committed to delivering exceptional results for our clients and partners.
- Our team is passionate about staying ahead of industry trends and regulatory changes.
Key Responsibilities:
- Conduct thorough reviews of investment activities and transactions to ensure compliance with relevant laws and regulations.
- Develop and maintain robust compliance policies, procedures, and control frameworks.
- Provide expert guidance and advice on compliance matters to internal stakeholders.
- Liaise with regulators and respond to their inquiries and requests for information.
- Support ongoing training and awareness programs to promote a culture of compliance within the organization.
Requirements:
- A minimum of 5 years of experience in financial services compliance.
- Bachelor's degree and strong educational background; JD is a plus but not required.
- Proven ability to work effectively in a fast-paced environment and prioritize multiple tasks simultaneously.
- Strong analytical and problem-solving skills.
- Ability to build strong relationships with internal stakeholders and external partners.
