Audit Senior Analyst

Job Description:

Job Title  Audit Senior Analyst 

The Role 

Are you looking for a position to grow your business and auditing skills, expand your knowledge of financial services, and give you the opportunity to problem solve with some of the best minds in the industry? There is no better place to drive solutions for improving internal controls than to operate at the nexus of technology and business with Fidelity Corporate Audit! As an Audit Senior Analyst you will provide independent and objective audit and advisory services that help Fidelity manage risk, improve customer service, and enhance business performance. Our primary motivation is to drive positive change throughout the firm. 

The Expertise and Skills You Bring 

• BA/BS in Accounting, Finance, or related field of study. 

• Professional audit certifications (e.g., CPA, CIA, CISA) and/or registration/licensing preferred. 

• 3-5 years of external and internal audit or related experience, preferably in financial services. 

• Developing knowledge of audit practices, tools, techniques, concepts, and trends 

• Team player who takes initiative and works constructively with others to achieve team goals. 

• Ability to work on multiple tasks and manage priorities and workload. 

• Strong problem solving and analytical skills. 

• Commitment to innovative, collaborative, and digital working style. 

• Strong presentation, written, and interpersonal communication skills. 

• Hands-on work style and ‘can do’ attitude with a strong desire to make things happen. 

• Knowledge of the brokerage business including retail and/or institutional client product offerings and services and industry regulations preferred. 

• Knowledge in IT general controls is a plus. 

The Team 

The Audit Senior Analyst will be responsible for performing business and/or integrated audits in support of Fidelity’s businesses. Key areas of focus include developing hypotheses around risk and controls, providing input to the development of the integrated audit plan, and collaborating with a successful team. Responsibilities include and are not limited to: 

• Works with business and technology management to build an understanding of complex functions. 

• Workflows end-to-end business processes and supporting technologies, highlighting risks and controls embedded throughout the function. 

• Leverages audit automation tools in the evaluation of business operations and systems. 

• Performs audit test work including organizing and analyzing data, testing controls and documenting results. 

• Applies strategic and data analytics concepts, principles, and techniques to more efficiently and effectively identify control deficiencies. 

• Draft audit reports that provide a clear description of issues identified, related implications to the business or enterprise as a whole and management action plans to resolve the issues. 

• Builds deep working relationships with audit teams and clients. 

Certifications:

Company Overview

Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients’ money.

Join Us

At Fidelity, you’ll find endless opportunities to build a meaningful career that positively impacts peoples’ lives, including yours. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Honored with a Glassdoor Employees’ Choice Award, we have been recognized by our employees as a top 10 Best Place to Work in 2024. And you don’t need a finance background to succeed at Fidelity—we offer a range of opportunities for learning so you can build the career you’ve always imagined.

Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Having the majority of our associates work onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most roles listed as Hybrid will require associates to work onsite all business days of every other week in a Fidelity office. This does not apply to roles listed as Remote or Onsite.

At Fidelity, we value honesty, integrity, and the safety of our associates and customers within a heavily regulated industry. Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a Fidelity offer will need to go through a background investigation, detailed in this document, and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Where permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for the following substances: Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.

We invite you to Find Your Fidelity at fidelitycareers.com.

Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.

Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to accommodations@fmr.com.