Senior Compliance Advisor - Reporting & Analytics

Job Description

As a Senior Compliance Advisor - Reporting & Analytics in the Strategy & Framework group Compliance, you will work with your manager & leaders within FI & FBOT Compliance as well as our Compliance and Risk business partners to:

• Build and Produce reports supporting the compliance program’s central initiatives.
• Work with compliance members to retrieve data and communicate best practices for executive-level reporting.
• Analyze data to identify trends, gaps and other areas of concern driving transparency for senior leaders.
• Perform QC checks and analysis on reporting systems, data submissions, regulatory rules and regulatory enforcements.
• Assist in developing and maintaining our internal reporting systems.
• Develop improved reporting to optimally measure compliance program health
  
  

The Expertise And Skills You Bring

• Forward thinking, analytical, organized, clear communicator and attention to detail.
• Strong reporting capabilities and solid understanding of workflow tools, including Excel, Power BI, Tableau, PowerPoint, Archer.
• Ability to balance multiple initiatives and responsibilities within prescribed timelines.
• Experience with presenting to senior leaders.
• Ability to process large amounts of data and translate it into clear informative reports.
• Experience working in compliance, legal or risk.
• Proven track record to tackle projects delivering high quality results
  
  

Note: Fidelity is not providing immigration sponsorship for this position

The Team

Fidelity Institutional (FI) offers clearing, custody, investment products, brokerage, and trading services to a broad range of financial intermediary firms and institutional clients. The mission of FI Compliance is to maintain the highest professional compliance standards, while supporting fast-paced product, service, and system development. To realize this mission, we provide the tools and resources needed to ensure FI’s compliance with regulations and Fidelity policies. Fund and Brokerage Operations & Technology (FBOT) supports Fidelity’s fund, brokerage, capital market, custody, and clearing solutions. FI & FBOT Compliance supports several businesses within FI, including Fidelity Capital Markets, Client Experience, Products and Advisory Solutions, Client Relationship, and Strategy, Analytics, Market Readiness, and FBOT.

Certifications

Category:

Compliance

Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office.