What are the responsibilities and job description for the Lead Appeals Attorney, Compliance Specialist position at Financial Industry Regulatory Authority?
About the Role
We are seeking a highly experienced Regulatory Appellate Manager to join our team. The successful candidate will work closely with the Vice President, Litigation to execute the Enforcement Department's national appellate program.
The Regulatory Appellate Manager will oversee the development and implementation of appellate strategies and tactics. They will work collaboratively with senior leadership and attorneys across the department to ensure the efficient, timely, and effective execution of all appeals.
Key Responsibilities:
Requirements:
Benefits
This role offers a competitive salary and benefits package, including comprehensive health insurance, paid time off, and opportunities for professional growth and development.
We are seeking a highly experienced Regulatory Appellate Manager to join our team. The successful candidate will work closely with the Vice President, Litigation to execute the Enforcement Department's national appellate program.
The Regulatory Appellate Manager will oversee the development and implementation of appellate strategies and tactics. They will work collaboratively with senior leadership and attorneys across the department to ensure the efficient, timely, and effective execution of all appeals.
Key Responsibilities:
- Develop and implement appellate strategies and tactics
- Oversee the preparation and submission of appellate briefs
- Collaborate with senior leadership on assignment and execution of appeals
- Provide guidance and support to attorneys across Enforcement on the appellate process and forum, brief writing, and oral advocacy
Requirements:
- Law degree and licensed to practice law in all applicable jurisdictions
- Minimum 10 years of experience with demonstrated ability to handle all phases of appeals
- Superior knowledge of trial techniques, federal securities laws, Federal Rules of Evidence, and Federal Rules of Civil Procedure
- Excellent research, writing, analytical, organizational, and time management skills
- Excellent interpersonal, written, and oral communications skills
Benefits
This role offers a competitive salary and benefits package, including comprehensive health insurance, paid time off, and opportunities for professional growth and development.
