IT Internal Audit Director

Job Description

Job Description

SUMMARY :

The position of IT Internal Audit Director is responsible for overseeing the execution and coordination of all IT-related audits, ensuring compliance with regulations and bank policy and procedures. This position will also support the technology Internal Audit uses and identify opportunities to automate audit testing and processes.

ESSENTIAL FUNCTIONS :

• Provides leaderships and when necessary documents, reviews, performs testing, evaluates risks, and communicates results of IT-related audits to stakeholders.
• Leads testing of IT SOX controls, including performing walkthroughs.
• Supervises both substantive testing procedures as well as tests of controls.
• Coordinates with outsourced vendors in the execution of IT-related audits as needed.
• Follows up on high risk IT issues for impact and tests the design and sustainability of remediation activities.
• Assists in identifying emerging risks that need to be taken into consideration for the audit plan.
• Reviews and / or assists in the preparation of reports of audit finding, presenting any irregularities or exceptions to appropriate audit personnel.
• Utilizes sound analytical and technical skills to communicate audit issues and findings with process owners and management.
• Research major issues that arise and prepare for the Chief Audit Executive.
• Serves as system administrator of the enterprise GRC tool (AuditBoard) used to perform all key assurance activities, including implementing enhancements in the tool as necessary.
• Assists with execution of continuous monitoring activities to keep current on risks, initiatives, etc. in the business.
• Identify opportunities to automate audit testing and processes through use of technology and data to create efficiencies.
• Assists in coordination and delivery of audit requests for regulatory examiners and / or external auditors as needed.
• Completes annual compliance courses and required CPE.
• Adheres specifically to all corporate policies and procedures. Also adheres to Federal and State regulations and laws; including, the Bank Secrecy Act and the Anti-Money Laundering Act.
• Adheres to all levels of our Service Excellence standards.
• Performs other duties as required.

GENERAL QUALIFICATIONS :

Knowledge & Experience : These specifications are general guidelines based on the minimum experience normally considered essential to the satisfactory performance of this position. Individual abilities may result in some deviation from these guidelines.

Physical Demands / Work Environment : Vision, hearing, speech, dexterity, visual concentration. A valid driver’s license is required. Must have the ability to stand, walk, sit and use hands and fingers. Must have the ability to work the hours and days required to complete the essential functions of the position, as scheduled. The environment is a professional office with standard office equipment.